Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Street Research LLP (no longer approved here)

    FRN 225092

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
    • CF4 Partner (14 Sep 2004 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Oct 2002 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.