Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AlTi Wealth Management (UK) Limited
FRN 541713
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Feb 2023)
- SMF1 Chief Executive (since 14 Jan 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (23 Feb 2023 to 26 May 2023)
- CF1 Director (4 Nov 2013 to 8 Dec 2019)
- CF30 Customer (18 Apr 2011 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2022)
- CF30 Customer (29 Oct 2013 to 8 Dec 2019)
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- CF30 Customer (28 Dec 2016 to 24 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.