Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Feb 2023)
    • SMF1 Chief Executive (since 14 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (23 Feb 2023 to 26 May 2023)
    • CF1 Director (4 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2022)
    • CF30 Customer (29 Oct 2013 to 8 Dec 2019)
  • Alvarium Fund Managers (UK) Limited (no longer approved here)

    FRN 751355

    • CF30 Customer (28 Dec 2016 to 24 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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