Charles Michael Andrew Torpey

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 13 Sep 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 13 Sep 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (26 Oct 2023 to 21 Jun 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (24 Aug 2022 to 4 Oct 2023)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (491)[FCA CF] Material risk taker (31 Mar 2021 to 6 Jun 2022)
    • (490)[FCA CF] Client dealing (26 Aug 2020 to 6 Jun 2022)
    • (489)CF30 Customer (8 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (489)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (490)[FCA CF] Client dealing at Novate Global Markets Limited

  3. controlled function added: (491)[FCA CF] Material risk taker at Novate Global Markets Limited