Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Mar 2011 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2023 to 1 May 2023)
    • SMF16 Compliance Oversight (since 30 Mar 2022)
    • SMF16 Compliance Oversight (6 Apr 2021 to 30 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Aug 2020 to 8 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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