Date authorised
30 June 2023
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Laxton Tindall

    IRN CLT01056

    • SMF16 Compliance Oversight (since 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2023 to 1 May 2023)
  • Robert Christian Walker

    IRN RCW01093

    • Responsible for Insurance Distribution (since 30 Jun 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 30 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.