Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF6 Head of Key Business Areas (9 Jul 2018 to 1 Apr 2023)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 27 Mar 2018)
    • CF29 Significant management (12 Aug 2010 to 6 Mar 2016)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF18 Other Overall Responsibility (27 Apr 2016 to 1 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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