Charles Henry Roundell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP

    FRN 504390

    • SMF27 Partner (since 17 Apr 2026)
    • [FCA CF] Material risk taker (since 11 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • CF30 Customer (27 Nov 2014 to 8 Dec 2019)
  • TT International Investment Management LLP (no longer approved here)

    FRN 599295

    • CF30 Customer (18 Jul 2013 to 1 Nov 2014)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (5 Dec 2007 to 15 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.