Charles Edward Sparrow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shackleton Advisers Limited (no longer approved here)
FRN 163291
- SMF16 Compliance Oversight (26 Jul 2021 to 17 Apr 2024)
- SMF3 Executive Director (26 Jul 2021 to 30 Sep 2025)
7IM Investment and Retirement Solutions Limited (no longer approved here)
FRN 787394
- Responsible for Insurance Distribution (4 Dec 2018 to 21 Oct 2019)
- CF1 Director (1 Dec 2017 to 21 Oct 2019)
- CF10 Compliance Oversight (1 Dec 2017 to 21 Oct 2019)
Seven Investment Management LLP (no longer approved here)
FRN 589124
- CF10a CASS Oversight function (22 Apr 2016 to 7 Jul 2016)
- CF4 Partner (1 Mar 2013 to 21 Oct 2019)
- CF10 Compliance Oversight (1 Mar 2013 to 21 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.