Charles Edward Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarke and Partners LLP (no longer approved here)

    FRN 468541

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 1 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2020)
    • CF11 Money Laundering Reporting (18 Mar 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Feb 2011 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.