Clarke and Partners LLP

• Principal Place of Business

  Clarke and Partners LLP

  Arena Business Centre

  9 Nimrod Way

  East Dorset Trade Park

  Ferndown

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4401202889707

  Web

  https://www.ifacp.co.uk

• Complaints Contact

  Clarke and Partners LLP

  Arena Business Centre

  9 Nimrod Way

  East Dorset Trade Park

  Ferndown

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4401202889707

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Frederick Bradley

  IRN BAB00014

  • CF30 Customer (1 Nov 2007 to 31 Mar 2018)
  • CF24 Pension Transfer Specialist (19 Jul 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
• Charles Edward Price

  IRN CEP00004

  • SMF27 Partner (9 Dec 2019 to 1 May 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2020)
  • CF11 Money Laundering Reporting (18 Mar 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (23 Feb 2011 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
• David Leonard Shepherd

  IRN DLS00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (19 Jul 2007 to 31 Oct 2007)
  • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
• Jacqueline Carlyle-Clarke

  IRN JXC02122

  • SMF27 Partner (9 Dec 2019 to 1 May 2020)
  • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
• Laura Millen

  IRN LXM01422

  • SMF27 Partner (9 Dec 2019 to 1 May 2020)
  • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
• Matthew Peter Irving

  IRN MPI00001

  • CF21 Investment Adviser (20 Aug 2007 to 20 Aug 2007)
• Michael Henry Saunders

  IRN MHS01046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 13 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (10 Oct 2016 to 5 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (19 Jul 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (19 Jul 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • CF4 Partner (19 Jul 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (19 Jul 2007 to 31 Mar 2009)
• Richard John Carlyle-Clarke

  IRN RJC00055

  • CF4 Partner (19 Jul 2007 to 2 Mar 2012)
• Robert Paul Nicholls

  IRN RPN00003

  • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
  • CF11 Money Laundering Reporting (19 Jul 2007 to 23 Feb 2011)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • CF4 Partner (19 Jul 2007 to 23 Feb 2011)
  • Responsible for Insurance Mediation (19 Jul 2007 to 23 Feb 2011)

No changes recorded yet.