Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Mar 2025)
    • CF1 Director (AR) (since 20 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2025)
    • [FCA CF] Client dealing (since 20 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
  • BSK Friede Ltd

    FRN 1023512

    • Employed By (since 20 Jan 2025)
  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • [FCA CF] Client dealing (19 Mar 2021 to 31 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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