Charles Cotes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (19 Aug 2017 to 24 Oct 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 11 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 11 Jan 2011)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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