Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Gains Clark Ltd
FRN 851345
- SMF29 Limited scope function (limited scope SMCR firms only) (since 20 Dec 2021)
-
- CF30 Customer (1 Nov 2007 to 12 Jan 2010)
- CF26 Customer Trading (27 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.