Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (29 Aug 2002 to 1 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.