Catriona Louise Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LaSalle Investment Management
FRN 179466
- [FCA CF] Manager of certification employee (since 1 Mar 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (5 Nov 2018 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (1 Aug 2010 to 5 Nov 2018)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (3 Mar 2009 to 24 Nov 2009)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Nov 2007 to 24 Nov 2009)
- CF27 Investment Management (16 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.