Catherine Mary Brett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EFG Private Bank Limited
FRN 144036
- SMF10 Chair of the Risk Committee (since 17 May 2023)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- SMF4 Chief Risk (25 Jul 2018 to 22 Jul 2019)
MUFG BANK, LTD (no longer approved here)
FRN 139189
- SMF4 Chief Risk (25 Jul 2018 to 22 Jul 2019)
Santander Financial Services plc (no longer approved here)
FRN 146003
- SMF4 Chief Risk (9 Dec 2016 to 10 Dec 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 6 Mar 2012)
- CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (26 Sep 2002 to 7 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.