Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moncrieff Joly (Financial Services) LLP
FRN 462484
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2010 to 8 Dec 2019)
- CF4 Partner (1 Mar 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.