Moncrieff Joly (Financial Services) LLP

Date authorised
1 April 2013
Companies House
OC325155
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Hanover Square
    Mayfair
    London
    W1S 1BN
    UNITED KINGDOM
    Phone
    +442078662325
    Web
    https://www.moncrieffjoly.com

  • Complaints Contact

    17 Hanover Square
    Mayfair
    London
    W1S 1BN
    UNITED KINGDOM
    Phone
    +442078662325

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Joly

    IRN CXJ01179

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
  • James Joly

    IRN JXJ00033

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Mar 2007 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.