Catherine Anne Ross

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Material risk taker (since 7 Jul 2020)
    • [FCA CF] Client dealing (since 7 Jul 2020)
    • [FCA CF] Manager of certification employee (since 7 Jul 2020)
    • CF30 Customer (27 Jun 2012 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Material risk taker (since 7 Jul 2020)
    • [FCA CF] Manager of certification employee (since 7 Jul 2020)
    • [FCA CF] Client dealing (since 7 Jul 2020)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Material risk taker (2 Feb 2023 to 28 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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