Caroline Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JLM MORTGAGE NETWORK LTD (no longer approved here)
FRN 300629
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 12 Jun 2023)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.