Carol Joy Smit

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amicorp Global Markets (UK) Limited (no longer approved here)

    FRN 756931

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • CF1 Director (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.