Amicorp Global Markets (UK) Limited

• Principal Place of Business

  3rd Floor, 5 Lloyds Avenue

  London

  EC3N 3AE

  UNITED KINGDOM

  Phone

  +442079771250

• Complaints Contact

  3rd Floor

  5 Lloyds Avenue

  London

  EC3N 3AE

  UNITED KINGDOM

  Phone

  +442079771250

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carol Joy Smit

  IRN CJS01384

  • SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
  • CF1 Director (7 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
• Neel Anilkumar Haria

  IRN NXH19208

  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Sep 2020 to 23 Jan 2026)
  • SMF16 Compliance Oversight (21 Sep 2020 to 23 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2026)
  • CF1 Director (1 Oct 2019 to 8 Dec 2019)
• Remko Michiel Van Ekelen

  IRN RMV01026

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF1 Director (7 Apr 2017 to 8 Dec 2019)
  • CF3 Chief Executive (7 Apr 2017 to 8 Dec 2019)
• Robertus Johannes Antonius Veelenturf

  IRN RJV01048

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF1 Director (7 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (7 Apr 2017 to 8 Dec 2019)

No changes recorded yet.