Carol Ann Ogden

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (1 Nov 2007 to 23 Feb 2016)
    • CF21 Investment Adviser (30 Mar 2004 to 31 Oct 2007)
  • DS Financial Management Ltd (no longer approved here)

    FRN 194356

    • (2)Employed By (30 Mar 2004 to 23 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.