Carl Teece

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Algorithmic trading (since 5 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 5 Mar 2026)
    • [FCA CF] Material risk taker (since 5 Mar 2026)
    • [FCA CF] Manager of certification employee (since 5 Mar 2026)
    • [FCA CF] Client dealing (since 5 Mar 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (5 Sep 2022 to 21 Dec 2024)
    • [FCA CF] Manager of certification employee (5 Sep 2022 to 21 Dec 2024)
    • [FCA CF] Material risk taker (5 Sep 2022 to 21 Dec 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (5 Sep 2022 to 21 Dec 2024)
    • [FCA CF] Client dealing (5 Sep 2022 to 21 Dec 2024)
    • [FCA CF] Manager of certification employee (5 Sep 2022 to 21 Dec 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 7 Mar 2021)
    • [FCA CF] Manager of certification employee (30 Mar 2017 to 31 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2021)
    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (30 Mar 2017 to 31 Jul 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2021)
    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (31 Jan 2007 to 13 Aug 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (31 Jan 2007 to 13 Aug 2007)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (1 Apr 2004 to 19 Dec 2006)
    • CF26 Customer Trading (18 Dec 2001 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.