Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jan 2020)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 17 Dec 2018)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2018 to 8 Dec 2019)
    • CF1 Director (19 Jan 2018 to 8 Dec 2019)
  • Zuto Limited (no longer approved here)

    FRN 452589

    • CF1 Director (19 Jun 2015 to 12 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.