Date authorised
19 January 2018
Companies House
10764142
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Limont Road
    Southport
    Sefton
    PR8 3NJ
    UNITED KINGDOM
    Phone
    +441704627282
  • Complaints Contact

    30 Limont Road
    Southport
    Sefton
    PR8 3NJ
    UNITED KINGDOM
    Phone
    +441704627282

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Michael Eccles

    IRN CME01062

    • [FCA CF] Client dealing (since 29 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 17 Dec 2018)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2018 to 8 Dec 2019)
    • CF1 Director (19 Jan 2018 to 8 Dec 2019)
  • Marcus Anthony Dixon

    IRN MAD01208

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2018)
    • CF1 Director (19 Jan 2018 to 31 Oct 2018)
    • Responsible for Insurance Mediation (19 Jan 2018 to 30 Sep 2018)
  • Sam Marshall

    IRN SXM00986

    • CF1 Director (AR) (16 Mar 2022 to 29 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.