Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2021 to 6 Aug 2021)
- [FCA CF] Client dealing (15 Mar 2021 to 6 Aug 2021)
- [FCA CF] Material risk taker (15 Mar 2021 to 6 Aug 2021)
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- [PRA CF] Significant risk taker or Material risk taker (28 Sep 2020 to 6 Aug 2021)
- [FCA CF] Material risk taker (28 Sep 2020 to 6 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Aug 2021)
- CF30 Customer (4 Feb 2013 to 6 Mar 2016)
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- CF30 Customer (3 Feb 2010 to 30 Jan 2013)
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- CF30 Customer (31 Mar 2008 to 30 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.