Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2021 to 6 Aug 2021)
    • [FCA CF] Client dealing (15 Mar 2021 to 6 Aug 2021)
    • [FCA CF] Material risk taker (15 Mar 2021 to 6 Aug 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (28 Sep 2020 to 6 Aug 2021)
    • [FCA CF] Material risk taker (28 Sep 2020 to 6 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Aug 2021)
    • CF30 Customer (4 Feb 2013 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (3 Feb 2010 to 30 Jan 2013)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (31 Mar 2008 to 30 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.