Carl David Scholfield

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MCLEAN SCHOLFIELD LTD

    FRN 759795

    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (7)[FCA CF] Functions requiring qualifications (since 3 Jul 2020)
    • (6)[FCA CF] Client dealing (since 3 Jul 2020)
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (2)CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
    • (1)CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • (3)CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (31 Jan 2013 to 31 Jan 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (15 Jan 2013 to 31 Jan 2017)
    • CF30 Customer (15 Jan 2013 to 31 Jan 2017)
  • Advance Financial Management (no longer approved here)

    FRN 184844

    • (3)Employed By (1 Dec 2001 to 25 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)CF11 Money Laundering Reporting at MCLEAN SCHOLFIELD LTD

  2. controlled function added: (3)CF1 Director at MCLEAN SCHOLFIELD LTD

  3. controlled function added: (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at MCLEAN SCHOLFIELD LTD

  4. controlled function added: (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at MCLEAN SCHOLFIELD LTD

  5. controlled function added: (3)4. Giving personal recommendations on retail investment products which are not broker funds at MCLEAN SCHOLFIELD LTD

  6. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at MCLEAN SCHOLFIELD LTD

  7. controlled function added: (5)SMF3 Executive Director at MCLEAN SCHOLFIELD LTD

  8. controlled function added: (6)[FCA CF] Client dealing at MCLEAN SCHOLFIELD LTD

  9. controlled function added: (7)[FCA CF] Functions requiring qualifications at MCLEAN SCHOLFIELD LTD