Carl Chambers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ATLAS Infrastructure Partners (UK) Ltd (no longer approved here)

    FRN 760096

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Aug 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Aug 2025)
    • CF10 Compliance Oversight (15 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Aug 2017 to 8 Dec 2019)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF10 Compliance Oversight (14 Apr 2005 to 22 Feb 2006)
    • CF26 Customer Trading (14 Apr 2005 to 22 Feb 2006)
    • CF21 Investment Adviser (14 Apr 2005 to 22 Feb 2006)
    • CF11 Money Laundering Reporting (14 Apr 2005 to 22 Feb 2006)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (21 Sep 2002 to 8 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.