Cara Marie McPhillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (18 Dec 2014 to 14 Sep 2018)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (6 Aug 2012 to 30 Apr 2013)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (2 Feb 2010 to 1 Jun 2010)
DZ Bank AG, Deutsche Zentral-Genossenschaftsbank (no longer approved here)
FRN 114029
- CF30 Customer (19 Nov 2007 to 21 Jul 2009)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (29 Dec 2004 to 27 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.