Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • Director of firm who is not a certification employee or a SMF manager (17 Jul 2024 to 1 Sep 2025)
    • [FCA CF] Significant management (28 Sep 2020 to 17 Jul 2024)
    • CF28 Systems and controls (4 Sep 2012 to 24 Jun 2016)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • Director of firm who is not a certification employee or a SMF manager (23 Mar 2021 to 27 Sep 2025)
    • CF28 Systems and controls (30 Sep 2013 to 24 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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