Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Dec 2022)
    • SMF3 Executive Director (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • SMF1 Chief Executive (since 1 Dec 2022)
    • SMF16 Compliance Oversight (since 1 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2022)
  • SFC Capital Partners Ltd (no longer approved here)

    FRN 736284

    • CF30 Customer (2 Oct 2020 to 1 Dec 2022)
    • CF1 Director (AR) (2 Oct 2020 to 1 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.