Date authorised
1 December 2022
Companies House
10704665
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 Charlwood Road
    London
    SW15 1PW
    UNITED KINGDOM
    Phone
    +447795528347
  • Complaints Contact

    42 Charlwood Road
    London
    SW15 1PW
    UNITED KINGDOM
    Phone
    +447795528347

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antoine Jean André Gustave Pradayrol

    IRN AXP00061

    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Significant management (since 1 Dec 2022)
    • SMF3 Executive Director (since 1 Dec 2022)
  • Cameron Peter Sutherland Ross

    IRN CXR00017

    • SMF1 Chief Executive (since 1 Dec 2022)
    • SMF16 Compliance Oversight (since 1 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2022)
    • SMF3 Executive Director (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Significant management (since 1 Dec 2022)
  • Christine Rosemary Chisholm

    IRN CXC00437

    • SMF3 Executive Director (1 Dec 2022 to 26 Jun 2025)
    • [FCA CF] Significant management (1 Dec 2022 to 3 Jul 2025)
    • [FCA CF] Client dealing (1 Dec 2022 to 3 Jul 2025)
  • Claire Alison Ainsworth

    IRN CAA01025

    • [FCA CF] Client dealing (since 21 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Aug 2025)
  • Emma Louise Mee

    IRN EXM00516

    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Federico Moro

    IRN FXM00221

    • [FCA CF] Client dealing (1 Dec 2022 to 26 Nov 2025)
  • Franck Bergonzo

    IRN FXB00249

    • Director of firm who is not a certification employee or a SMF manager (since 21 Aug 2025)
  • Harold Nicholas Mark Lyth

    IRN HXL00025

    • Director of firm who is not a certification employee or a SMF manager (14 Jan 2025 to 1 Dec 2025)
    • [FCA CF] Significant management (1 Dec 2022 to 16 Sep 2025)
    • SMF3 Executive Director (1 Dec 2022 to 14 Jan 2025)
    • [FCA CF] Client dealing (1 Dec 2022 to 16 Sep 2025)
  • Hugh Bartlett

    IRN HXB00241

    • [FCA CF] Client dealing (since 1 Dec 2022)
  • James Heath

    IRN JXH01031

    • [FCA CF] Significant management (since 1 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.