Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (6 Jan 2012 to 4 Sep 2013)
  • Merito Financial Services Ltd (no longer approved here)

    FRN 565825

    • Employed By (6 Jan 2012 to 4 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.