Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MES Financial Services Limited
FRN 805568
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
- CF1 Director (1 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (6 Jan 2012 to 4 Sep 2013)
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- Employed By (6 Jan 2012 to 4 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.