MES Financial Services Limited

Date authorised
1 August 2018
Companies House
11063232
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Palace Yard Mews
    Bath
    BA1 2NH
    UNITED KINGDOM
    Phone
    +4403303202091
    Web
    https://www.mespensions.com

  • Complaints Contact

    8 Palace Yard Mews
    Bath
    BA1 2NH
    UNITED KINGDOM
    Phone
    +4403303202091

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme

    Show 1 limitation
    • · The firm is limited to dealing as principal in investments under the scheme(s) it operates.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cameron Jack Frazer Law

    IRN CJL01164

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • David Michael Johnstone

    IRN DMJ01088

    • [FCA CF] Significant management (since 25 Jan 2023)
    • SMF3 Executive Director (since 25 Jan 2023)
    • CF1 Director (1 Aug 2018 to 28 Aug 2018)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 28 Aug 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.