Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Manager of certification employee (7 Jul 2020 to 27 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Nov 2023)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (14 May 2018 to 21 Feb 2019)
    • [FCA CF] Client dealing (27 Oct 2016 to 21 Feb 2019)
    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 5 Oct 2015)
    • CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.