Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peterkins (no longer approved here)

    FRN 113007

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2021)
    • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Feb 2012 to 28 Dec 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 9 Feb 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.