Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Material risk taker (26 Nov 2021 to 30 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2025)
    • CF30 Customer (10 Jan 2014 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF26 Customer Trading (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.