Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 1 Oct 2022)
- [FCA CF] Manager of certification employee (since 1 Oct 2022)
- [FCA CF] Material risk taker (since 1 Oct 2022)
- SMF18 Other Overall Responsibility (30 Jun 2023 to 10 Sep 2024)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Material risk taker (since 1 Oct 2022)
- [FCA CF] Client dealing (since 31 Mar 2020)
- [FCA CF] Manager of certification employee (since 31 Mar 2020)
- SMF18 Other Overall Responsibility (30 Jun 2023 to 10 Sep 2024)
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Liquidnet Europe Limited
FRN 198039
- [FCA CF] Material risk taker (since 1 Oct 2022)
- [FCA CF] Manager of certification employee (since 13 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.