Bryan James Davis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNFM Ltd (no longer approved here)

    FRN 227737

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 3 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Nov 2020)
    • Responsible for Insurance Mediation (3 Sep 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Sep 2010 to 8 Dec 2019)
    • CF1 Director (30 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (12 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.