KNFM Ltd

Date authorised
1 April 2013
Companies House
04713684
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    236 Langley Way
    West Wickham
    Bromley
    BR4 0DU
    UNITED KINGDOM
    Phone
    +4402086639710

  • Complaints Contact

    236 Langley Way
    West Wickham
    Bromley
    BR4 0DU
    UNITED KINGDOM
    Phone
    +4402086639710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan James Davis

    IRN BJD00001

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 3 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Nov 2020)
    • Responsible for Insurance Mediation (3 Sep 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Sep 2010 to 8 Dec 2019)
    • CF1 Director (30 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (12 Jul 2004 to 31 Oct 2007)
  • Diane Jean Smith

    IRN DJS01306

    • CF11 Money Laundering Reporting (17 May 2004 to 16 Jul 2010)
    • CF1 Director (17 May 2004 to 7 Nov 2018)
  • Geoffrey Robert Wing

    IRN GXW00016

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF21 Investment Adviser (17 May 2004 to 31 Oct 2007)
  • John Stephen Garrett

    IRN JSG00008

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
  • Lawrence Anthony Woodham

    IRN LAW00016

    • CF21 Investment Adviser (17 May 2004 to 9 May 2005)
  • Noel Smith

    IRN NXS00016

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 7 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2020)
    • SMF16 Compliance Oversight (since 7 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (6 May 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2005 to 30 Apr 2010)
    • CF3 Chief Executive (17 May 2004 to 30 Apr 2010)
    • CF21 Investment Adviser (17 May 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 May 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (17 May 2004 to 30 Apr 2010)
  • Raymond Michael Duffy

    IRN RMD00010

    • CF30 Customer (23 Jul 2008 to 21 Apr 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.