Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JM Independent Financial Advisers Ltd
FRN 625327
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
-
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.