Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF2 Non Executive Director (7 Jan 2011 to 28 Apr 2011)
    • CF1 Director (18 Aug 2009 to 7 Jan 2011)
  • Natixis (no longer approved here)

    FRN 206092

    • CF29 Significant management (10 Jul 2009 to 28 Apr 2011)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF16 Significant Mgt (Desgntd Investment Business) (3 May 2004 to 30 Apr 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF16 Significant Mgt (Desgntd Investment Business) (4 Sep 2002 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.