Bruce Donald Shepherd

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Costero Brokers Limited (no longer approved here)
FRN 309528
- SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
- CF1 Director (AR) (27 Dec 2012 to 1 May 2017)
- CF1 Director (9 Oct 2012 to 8 Dec 2019)
Tangiers Global Limited (no longer approved here)
FRN 592610
- Employed By (27 Dec 2012 to 9 May 2017)
Tokio Marine Kiln Syndicates Limited (no longer approved here)
FRN 204909
- CF1 Director (1 Dec 2001 to 31 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.