Date authorised
1 April 2013
Companies House
04835110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755
  • Complaints Contact

    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barrie David West

    IRN BDW01046

    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2020)
    • CF1 Director (20 Aug 2015 to 8 Dec 2019)
  • Bruce Donald Shepherd

    IRN BDS01013

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (AR) (27 Dec 2012 to 1 May 2017)
    • CF1 Director (9 Oct 2012 to 8 Dec 2019)
  • Clifford Reginald Webb

    IRN CRW01082

    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jan 2020)
    • Responsible for Insurance Mediation (1 Apr 2010 to 30 Sep 2018)
    • CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • Colin George Bird

    IRN CGB01060

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (9 Aug 2019 to 8 Dec 2019)
  • Daniel Goggin

    IRN DXG01804

    • CF1 Director (AR) (6 May 2015 to 19 Sep 2017)
  • David Anthony Janczewski

    IRN DXJ12028

    • CF1 Director (AR) (15 May 2023 to 1 Sep 2024)
  • Edward Bernard Robin

    IRN EBR00006

    • CF2 Non Executive Director (1 Apr 2010 to 22 Dec 2014)
  • James Michael Gadbury

    IRN JMG01292

    • CF1 Director (AR) (17 Aug 2016 to 1 May 2017)
  • Jamie Alexander Webb

    IRN JAW01308

    • CF1 Director (AR) (since 11 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Apr 2021)
    • CF3 Chief Executive (12 Nov 2019 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2010 to 30 Sep 2018)
  • John Crispin Speers

    IRN JCS01147

    • CF3 Chief Executive (1 Nov 2006 to 2 Jun 2008)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 2 Jun 2008)
    • Responsible for Insurance Mediation (1 Nov 2006 to 2 Jun 2008)
    • CF1 Director (1 Nov 2006 to 1 Oct 2010)
    • CF2 Non Executive Director (14 Jan 2005 to 25 Oct 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.