Bruce Alexander Garrow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Manager of certification employee (1 Apr 2021 to 22 Dec 2022)
- [FCA CF] Client dealing (4 Feb 2020 to 3 Jul 2024)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (17 Jun 2008 to 11 Dec 2017)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (1 Nov 2007 to 9 Apr 2008)
- CF23 Corporate Finance Adviser (1 Sep 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.