Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
- CF19 Significant Mgt (Financial Resources) (11 Aug 2003 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 19 Feb 2008)
- CF1 Director (1 Apr 2004 to 8 Oct 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 18 Jun 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 18 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.