Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Jan 2022)
    • CF30 Customer (27 Feb 2009 to 16 Oct 2015)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Dec 2021)
    • SMF27 Partner (since 31 Dec 2021)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF4 Partner (AR) (5 Nov 2020 to 30 Dec 2021)
    • CF30 Customer (5 Nov 2020 to 30 Dec 2021)
  • Calvine Partners LLP (no longer approved here)

    FRN 936664

    • Employed By (5 Nov 2020 to 30 Dec 2021)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2020)
    • CF30 Customer (24 Nov 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.