Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SHORE CAPITAL STOCKBROKERS LIMITED
FRN 124784
- [FCA CF] Client dealing (since 11 Jan 2022)
- CF30 Customer (27 Feb 2009 to 16 Oct 2015)
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Calvine Partners LLP
FRN 952822
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Dec 2021)
- SMF27 Partner (since 31 Dec 2021)
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- CF4 Partner (AR) (5 Nov 2020 to 30 Dec 2021)
- CF30 Customer (5 Nov 2020 to 30 Dec 2021)
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- Employed By (5 Nov 2020 to 30 Dec 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2020)
- CF30 Customer (24 Nov 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.