BRIAN SUNG LIN WONG

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP

    FRN 416697

    • [FCA CF] Material risk taker (since 25 Apr 2024)
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2024 to 4 Oct 2024)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (5 Oct 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (6 Jan 2020 to 31 Aug 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (13 May 2013 to 27 Sep 2019)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (10 Nov 2010 to 28 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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