Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMITH ASSOCIATES FINANCIAL SERVICES LTD
FRN 715058
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (16 Dec 2015 to 25 Apr 2018)
- CF11 Money Laundering Reporting (16 Dec 2015 to 25 Apr 2018)
- CF1 Director (16 Dec 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Dec 2015 to 25 Apr 2018)
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Smith Associates
FRN 155008
- (2)Employed By (since 9 Mar 1999)
Recent activity
Updates to this individual's record on the FCA register.
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